Chapter 7 Bayesianism: How It Works
Thomas Bayes
(credit: Wikimedia Commons)
The best answer to
the problem of what human minds and human knowing are is that, in reality, we
are all Bayesians. On Bayesianism, I can build a universal moral system.
So, what is
Bayesianism?
Thomas
Bayes was a Presbyterian minister, statistician, and philosopher who formulated
the theorem named for him: Bayes’ Theorem. His theory of
how humans form tentative beliefs and gradually turn those beliefs into
concepts has been given several mathematical formulations, but it says a fairly
simple thing.
Bayes’ Theorem says
this: we tend to become more convinced of the truth of a theory or model of
reality the more we keep encountering bits of evidence that, first, support the
theory and, second, can’t be explained by any of the competing theories our
minds already hold. (An accessible explanation of Bayes’ Theorem is on the
Cornell University Math Department website.1)
Under the Bayesian
view, we never claim to know anything for certain. Empiricism and Rationalism
both aim to provide us with a way of thinking that can lead us to unshakable
truths. But Bayesianism does not claim to seek perfect truth. Instead, it says
that we hold most firmly a few beliefs we consider highly probable, and we use
them as we make decisions in our lives. We then assign lesser degrees of
probability to our more peripheral beliefs, and we constantly track the
evidence confirming or disconfirming our beliefs. Under Bayesianism, we accept
that all beliefs, at every level of generality, need constant updating, even
the ones that have been working well at guiding us to handle real life.
For most people, in
their daily lives, the more a theory enables them to establish some kind of
overall system that covers all their concepts and memories, the more persuasive
the theory seems. If the evidence favoring the theory mounts, and its degree of
consistency with the rest of the concepts and memories in the mind also grows,
then finally, in a leap of understanding, the mind promotes the theory up to
the status of a belief and incorporates the new belief into its total stock of
thinking machinery. Once I understand how evolution works, I see it in every
living thing I pass. The same is true of gravity, respiration, etc..
At the same time, the
mind nearly always has to demote to inactive status some formerly held concepts
that are not commensurable with the new belief. This is especially true of all
mental activities involved in the kinds of thinking that are now being covered
by the new model or theory. For example, once you absorb and accept a theory of
how your immune system works, that concept will inform every health-related
decision you make thereafter.
In life, examples of
the workings of Bayesianism can be seen all the time. All we need do is look
closely at how we and the people around us make up our minds about our beliefs.
When I was in junior
high school, each year in June, I and all the other students of the school were
bussed to the city track meet at a stadium in West Edmonton. Student athletes
from all the major junior high schools in the city came to compete in the
biggest track meet of the year. Its being held near the end of the school year,
of course, added to the excitement of the day.
A few of the athletes
competing came from a special school that educated and cared for those kids who
today would be called “mentally challenged”. In my Grade 9 year, three of my
friends and I, on a patch of grass beside the bleachers, did a mock cheer in
which we shouted the name of this school in a short rhyming chant, attempted
some clumsy dance kicks in step, crashed into each other, and fell down. I
should make clear that I did not learn such a cruel attitude from my home. My
parents would have been appalled. But fourteen-year-olds among their peers can
be cruel.
The problem was that
one of the prettiest, smartest girls in my Grade 9 class, Anne, was sitting in
the bleachers, watching field events in a lull between track events. She and
two of her friends happened to catch our little routine. By the glares on their
faces, I could see they were not amused. Later that day, I learned that she had
an older brother who had attended our school and earned excellent marks, but she
also had a younger brother who had Down syndrome.
I apologized lamely
the next day at school, but it was clear I’d lost all chance with her. However,
she said one thing that stayed with me. She told me that if you form a bond
with a mentally retarded person (retarded was the word we used in
those days), you will soon realize you have made a friend whose loyalty, once
won, is unchanging and unshakeable – probably, the most loyal friend you will
ever have. And that realization will change you.
The point she was
expressing took root. Then, over next twenty years, it grew into a concept and
finally into an absolute conviction.
Francis Galton, originator of
eugenics (credit: Wikimedia Commons)
It was the proverbial
thin edge of the wedge. Earlier, I had absorbed some of the ideas of the
pseudo-science called eugenics from one of my friends at
school. I’d concluded the mentally challenged added nothing of value to a
community, but inevitably took a great deal out of it. They could, and should,
be bred out of the human genome. What Anne said made me question those
assumptions.
Over years of seeing
movies like A Child Is Waiting and Charlie and
of being exposed to awareness-raising campaigns by families of the mentally
challenged, I began to see them in a different light. Over decades of changes
in attitudes, they were called mentally handicapped and
then mentally challenged or special needs, and the
changing terminology did matter. It changed society’s thinking.
I became a teacher,
and then, in the middle of my career, mentally challenged kids began to be
integrated into the public school where I taught. I saw with increasing clarity
what they could teach the rest of us, just by being themselves.
Tracy was severely
handicapped, mentally and physically. Trish, on the other hand, was a
reasonably bright girl who had rage issues. She beat up other girls, she stole,
she skipped class, she smoked pot behind the school. But when Tracy came to us,
Trish proved in a few weeks to be the best with Tracy of any of the students in
the school. Her attentiveness and gentleness were humbling to see. In Tracy,
Trish found someone who needed her; it changed everything for Trish. As I
watched them together one day, it changed me. Years of persuasion and
experience, by gradual degrees, finally, got to me. I saw a new order in the
community in which I lived, a new view of inclusiveness that gave coherence to
years of memories. We are all siblings keeping each other.
Today, I believe the
mentally challenged are people. But it was only grudgingly at fourteen that I
began to re-examine my beliefs about them. At fourteen, I liked believing my
mind was made up on every issue. Only years of gradually growing awareness led
me to change my view. A new thinking model, gradually, by accumulation of
evidence, came to look more correct and useful to me than the old model. Then,
in a kind of conversion experience, I switched models. Of course, by gradual degrees,
through exposure to reasonable arguments and real experiences, I and a lot of
other people have come a long way on this issue from what we believed in 1964.
Humans can change.
Doberman Pinscher (credit: Wikimedia Commons)
In a more scientific
example of Bayesianism working in my own thinking, I will also mention our
Doberman Pinscher–cross pup. Rex was basically a good dog, but he was a mutt, a
Doberman cross we acquired because one of my aunts couldn’t keep him. People
often remarked that he looked like a Doberman, but his tail was not docked.
This got me curious. I learned that most Dobermans had had their tails bobbed
for many generations, and I wondered why the tails, after many generations of docking,
had not simply become shortened at birth. I asked a Biology teacher at my high
school, but his answer only confused me. Actually, I don’t think he understood
the key concepts in Darwinian evolution theory himself.
Jean-Batiste
Lamarck (credit: Wikimedia Commons)
Once I got to
university, I took several Biology courses. Gradually at first, and then in a
breakthrough of understanding, I came to realize that I had been thinking in
terms of the model of evolution called Lamarckism. At first, I did not
want to let go of this cherished opinion of mine. I had always thought of
myself as progressive, modern, scientific; I did not believe in Creationism. I
thought I knew how evolution worked. I thought I was using an understanding of
it in all my thinking. It was only after I had read more and seen by experience
that docking dogs’ tails did not cause their pups’ tails to be any shorter that
I came to a full understanding of Darwinian evolution.
Evolution for all
species proceeds by the combined processes of genetic variation and natural
selection. It doesn’t matter how often the anatomies of already existing
members of a species are altered if their gene pool doesn’t change. If the
species’ gene pool doesn’t change, then the next generation will, at birth,
basically look pretty much like their parents did at birth.
Chopping off a dog’s tail doesn’t change the tail genes it carries in its sperm
or egg cells.
Under Lamarckism, by
contrast, an animal’s genes are pictured as changing because the animal’s body
has been stressed in some way. Lamarckism says a chimp, for instance, will pass
genes for larger arm muscles on to its young if the parent chimp is forced to
use its arm muscles a lot.
But Darwinian
evolution gives us what we now see as a far more useful picture. For example, in
nature, individuals within a species that are no longer well camouflaged in the
changing flora of their environment become easy prey for predators and so they
never survive long enough to have babies of their own. Or ones that are unable
to adapt to a cooling climate die young or reproduce less efficiently, while
their thicker-coated, or stronger, or smarter, or better camouflaged cousins
flourish.
Then, over
generations, the gene pool of the local community of that species does change.
It contains more genes for short, climbing legs or long, running legs or short
tails or long tails or whatever the local environment is now paying a premium
for. Gradually, the anatomy of the average species member changes. If
short-tailed members have been surviving better for the last sixty generations
and long-tailed members have been dying young, before they could reproduce, the
gene pool changes. Eventually, there will be many more individuals with short
tails, a now-normal, genetically transmitted trait of the species.
Pondering Rex’s case
helped me to absorb Darwinism. My understanding grew and then, one day, through
a mental leap, I suddenly “got” the newer, better model. A model I hadn’t
understood became clear, and it gave deeper coherence to all my ideas about
living things. Lamarckism became just an interesting footnote in the history of
Science for me, occasionally still useful because it showed me one way in which
my thinking, and that of others, could go wrong.
The question that now
arises is this: how would the Bayesian way of choosing between the Lamarckian
and Darwinian models of evolution or of reshaping one’s views on the mentally
challenged compare with the Empiricist way or the Rationalist way of dealing
with these same problems?
The chief danger of Empiricism
that Bayesians try to avoid is the insidious slip into dogmatism. In the
history of Science, many Empiricist-minded scientists have worked out and
checked a theory so thoroughly that they have slipped into thinking they have
found an unshakeable truth. For example, physicists in the late 1800s were in
general agreement that there was little left to do in Physics. Physics, for
these people, was complete. Newton and Maxwell, between them, had articulated
all the truths of the physical world, from the atomic to the cosmic. Then, Einstein’s
Theory of Relativity utterly overruled the Old Physics.
James Clerk
Maxwell (credit: Wikimedia Commons)
Today, Physics is in
a constant state of upheaval. A few physicists still show a longing for
certainty, but most modern physicists are tentative and cautious. They’ve been
let down so many times in the last hundred years by theories that once had
seemed so promising, but that later were shown by experiment to be flawed, that
they have become permanently wary of all “truth” claims.
It is regrettable
that a similar caution has not caught hold of more of the physicists’ fellow
scientists, especially the biologists. Darwinism explains all aspects of the
living world that we currently know about. But it is still only a theory; it
should be viewed as tentative, not final or irrevocable.
The larger point for
our purposes here, however, is that while Empiricism may present the Theory of Evolution
to us as final, Bayesians never endorse any one model as the last word on
anything, and they never throw out any of the old models or theories entirely.
Even those that are clearly wrong have things to teach us, and of the ones that
are currently working well, we have to say, simply, that …they are currently
working well.
In contrast to Empiricism,
Rationalism has other problems, especially with the whole Theory of Evolution
and what was going on with my dog, Rex.
For Plato, the whole
idea of a canine genetic code that contained the instructions for the making of
an ideal dog would have sounded appealing. Obviously, it must have come from
the dimension of the forms, the pure Good.
But Plato would have
rejected the idea that back a few geological ages ago no dogs existed, while
some other animals did exist that looked like dogs but were not imperfect
copies of an ideal dog “form.” We know now these creatures can be more
fruitfully thought of as excellent examples of canis lupus variabilis, another
species entirely. All dogs, for Plato, should be seen as poor copies of the
ideal dog that exists in the pure dimension of the Good. But the fossil records
in the rocks don’t so much cast doubt on Plato’s idealism as belie it
altogether. With regard to gradual, incremental change in all species, Plato’s
commitment to “forms” would have led him to totally reject Darwin’s Theory of Evolution.
In the meantime,
Descartes’s version of Rationalism would have had serious difficulties with the
mentally challenged. Do they have minds/souls or not? If they don’t get Math
and Geometry and they can’t discuss “clear and distinct” ideas, are they human
or are they mere animals? The abilities of the mentally challenged range from
slightly below normal to severely mentally handicapped. At what point on this
continuum do we cross the threshold between human and animal? Between the realm
of the soul and that of mere matter, in other words?
Descartes’s ideas
about what properties make a human being human are disturbing. But his ideas
about how we can treat other creatures are revolting.
To Descartes, animals
didn’t have souls; therefore, humans could do whatever they wished to them and
not violate any of his moral beliefs. In his own scientific work, he dissected
dogs alive. Their screams weren’t evidence of real pain, he claimed. They had
no souls and thus could not feel pain. The noise was like the ringing of an
alarm clock – a mechanical sound, nothing more. Generations of scientists after
him performed similar acts: vivisection in the name of Science.2
Would Descartes have
stuck to his definition of what makes a being morally considerable if he had
known then what we know now about the physiology of pain? Would Plato have kept
preaching his form of Rationalism if he had been given access to the fossil
records we have? These are imponderable questions. It’s hard to imagine either
of them would have been that stubborn. But the point is that they didn’t know
then what we know now.
In any case, after considering some likely Rationalist responses to the test situations described in this chapter, it is certainly reasonable for us to say again that Rationalism’s way of portraying what human minds do when they think and know is simply mistaken.
And now, we can
simply put aside for good our regrets about both Rationalism and Empiricism and
the inadequacies of their ways of looking at the world. We can go on to a more
detailed and comprehensive discussion of Bayesianism.
Notes
1. Bayes’ Formula,
Cornell University website, Department of Mathematics. Accessed April 6, 2015.
http://www.math.cornell.edu/~mec/2008-2009/ TianyiZheng/Bayes.html.
2. Richard Dawkins,
“Richard Dawkins on Vivisection: ‘But Can They Suffer?’” BoingBoing blog,
June 30, 2011.
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